SEC Investigation: Improper Transmission of Nonpublic Information via E-mail, May 29, 2015 (CASE# 15-ENF-0273-1)

SEC Investigation: Improper Transmission of Nonpublic Information via E-mail, May 29, 2015 (CASE# 15-ENF-0273-1)

Background

On August 12, 2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG) discovered that [REDACTED] Senior Counsel, Division of Enforcement (ENF), may have transmitted nonpublic information from his work email to his personal America Online (AOL) email account.

The Investigation

 SEC Investigation: Improper Transmission of Nonpublic Information via E-mail, May 29, 2015 [10 Pages, 1.9MB]

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