Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account

Background

According to the report:

On September 21, 2015, the U.S. Securities and Exchange Commission (SEC), Office of the Inspector General (OIG), discovered that [ REDACTED ] Office of the Chief Accountant (OCA), may have transmitted nonpublic information from his personal Gmail e-mail account to his official SEC work e-mail account. Specifically, during the course of investigative activities related to OIG Case #15-COM-0419-I, the OIG found [ REDACTED ] forwarded an internal SEC e-mail and attachment dated April 12, 2015, [ REDACTED ]  

It appeared [ REDACTED ] forwarded this e-mail from his personal Gmail address on April 12, 2015. The content in the e-mail attachment included a narrative of highlights of [ REDACTED REDACTED REDACTED ] and recommendations to the Commission. As a result, on January 13, 2016, the OIG initiated a separate investigation concerning [ REDACTED ] improper handling of nonpublic SEC information.

Continue scrolling for more...

The Investigation

 Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account [10 Pages, 2.0MB]

https://documents.theblackvault.com/documents/ig/16-COM-0209-I-SEC.pdf

Follow The Black Vault on Social Media:

This post was published on April 18, 2017 11:58 pm

John Greenewald

Recent Posts

FOIA Appeal Adds New Dog Bite Details from Biden White House, Confirms Video Evidence Withheld

Newly obtained Secret Service records continue to shed light on the numerous biting incidents involving…

September 26, 2025

DoD Redacts Nearly All Records Explaining AARO’s Use of Law Enforcement Exemption for UAP Files

The Department of Defense (DoD) has released a set of heavily redacted emails in response…

September 25, 2025

Pentagon Denies Existence of “Yankee Blue” Memo Reported by Wall Street Journal

A Freedom of Information Act (FOIA) response has raised new questions about a widely circulated…

September 16, 2025

DoD Says Aerospace Firms Went “On the Record” About UAP — Then Refuses to Acknowledge Records Exist

In March 2024, the Department of Defense (DoD) published publicly its Report on the Historical…

September 6, 2025

NASA Cites FOIA Exemption to Withhold James Webb Briefing Content Despite Public Hearing

In September 2024, a Freedom of Information Act (FOIA) request was filed with NASA seeking…

September 3, 2025

FBI Files: Historical Figures & Groups

Background Welcome to the FBI Files on Historical Figures & Groups archive at The Black…

August 31, 2025