FDIC’s DRR Capital Markets Policies and Procedures Manual, November 18, 2011

Background

Capital Markets is responsible for the management and disposition of securities, syndicated loans, syndicated limited partnerships, and Qualified Financial Contracts. A Capital Markets Functional Manager shall be assigned, in advance, to each failing institution.

That specialist has the responsibility to identify the appropriate assets, remove any liens or encumbrances, inform the appropriate Capital Markets sales team, and make sure that the assets are managed properly until such time as sold, all subject to the appropriate delegated authority.

The Manual

 FDIC’s DRR Capital Markets Policies and Procedures Manual, November 18, 2011 [130 Pages, 1.9MB]

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https://documents.theblackvault.com/documents/financial/FDICCapitalMarketsManual.pdf

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This post was published on January 31, 2017 11:37 pm

John Greenewald

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