Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account

Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account

Background

According to the report:

On September 21, 2015, the U.S. Securities and Exchange Commission (SEC), Office of the Inspector General (OIG), discovered that [ REDACTED ] Office of the Chief Accountant (OCA), may have transmitted nonpublic information from his personal Gmail e-mail account to his official SEC work e-mail account. Specifically, during the course of investigative activities related to OIG Case #15-COM-0419-I, the OIG found [ REDACTED ] forwarded an internal SEC e-mail and attachment dated April 12, 2015, [ REDACTED ]  

It appeared [ REDACTED ] forwarded this e-mail from his personal Gmail address on April 12, 2015. The content in the e-mail attachment included a narrative of highlights of [ REDACTED REDACTED REDACTED ] and recommendations to the Commission. As a result, on January 13, 2016, the OIG initiated a separate investigation concerning [ REDACTED ] improper handling of nonpublic SEC information.

The Investigation

 Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account [10 Pages, 2.0MB]

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