{"id":4484,"date":"2017-05-16T23:19:51","date_gmt":"2017-05-16T23:19:51","guid":{"rendered":"http:\/\/www.theblackvault.com\/documentarchive\/?p=4484"},"modified":"2017-05-16T23:19:51","modified_gmt":"2017-05-16T23:19:51","slug":"securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information","status":"publish","type":"post","link":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/","title":{"rendered":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information"},"content":{"rendered":"<h3>Background<\/h3>\n<p>On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of\u00a0Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their &#8220;High Frequency Practices&#8221;\u00a0practices.<\/p>\n<p>The investigation determined that nonpublic information was included in the July 17, 2014, Reuters article. However, OIG was unable to determine which specific individual(s) improperly disclosed information to Reuters based on the March 24,2014, email regarding SEC&#8217;s on-going review of HFT practices.<\/p>\n<h3>The Investigation<\/h3>\n<p><img decoding=\"async\" src=\"https:\/\/www.theblackvault.com\/images\/pdf.gif\" \/>\u00a0<a href=\"https:\/\/documents.theblackvault.com\/documents\/SEC\/14-ENF-0726-I.pdf\">Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information<\/a> [18 Pages, 3.7MB]<\/p>\n<p>https:\/\/documents.theblackvault.com\/documents\/SEC\/14-ENF-0726-I.pdf<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of\u00a0Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their &#8220;High Frequency Practices&#8221;\u00a0practices. The investigation determined<\/p>\n","protected":false},"author":1,"featured_media":4485,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"episode_type":"","audio_file":"","transcript_file":"","podmotor_file_id":"","podmotor_episode_id":"","cover_image":"","cover_image_id":"","duration":"","filesize":"","filesize_raw":"","date_recorded":"","explicit":"","block":"","_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_feature_clip_id":0,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_post_was_ever_published":false},"categories":[2,45],"tags":[884,1017,974],"class_list":["post-4484","post","type-post","status-publish","format-standard","has-post-thumbnail","category-government","category-government-accountability-i-g-reports","tag-classified-information","tag-document-handling","tag-sec"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.8 - aioseo.com -->\n\t<meta name=\"description\" content=\"Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their &quot;High Frequency Practices&quot; practices. The investigation determined\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"John Greenewald\"\/>\n\t<link rel=\"canonical\" href=\"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/\" \/>\n\t<meta name=\"generator\" content=\"All in One SEO (AIOSEO) 4.9.8\" \/>\n\t\t<meta property=\"og:locale\" content=\"en_US\" \/>\n\t\t<meta property=\"og:site_name\" content=\"The Black Vault - Discover the Truth\" \/>\n\t\t<meta property=\"og:type\" content=\"article\" \/>\n\t\t<meta property=\"og:title\" content=\"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \u2013 Improper Disclosure of Nonpublic Information - The Black Vault\" \/>\n\t\t<meta property=\"og:description\" content=\"Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their &quot;High Frequency Practices&quot; practices. The investigation determined\" \/>\n\t\t<meta property=\"og:url\" content=\"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/\" \/>\n\t\t<meta property=\"og:image\" content=\"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg\" \/>\n\t\t<meta property=\"og:image:secure_url\" content=\"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg\" \/>\n\t\t<meta property=\"og:image:width\" content=\"1065\" \/>\n\t\t<meta property=\"og:image:height\" content=\"517\" \/>\n\t\t<meta property=\"article:published_time\" content=\"2017-05-16T23:19:51+00:00\" \/>\n\t\t<meta property=\"article:modified_time\" content=\"2017-05-16T23:19:51+00:00\" \/>\n\t\t<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n\t\t<meta name=\"twitter:title\" content=\"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \u2013 Improper Disclosure of Nonpublic Information - The Black Vault\" \/>\n\t\t<meta name=\"twitter:description\" content=\"Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their &quot;High Frequency Practices&quot; practices. The investigation determined\" \/>\n\t\t<meta name=\"twitter:image\" content=\"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg\" \/>\n\t\t<script type=\"application\/ld+json\" class=\"aioseo-schema\">\n\t\t\t{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"BlogPosting\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#blogposting\",\"name\":\"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \\u2013 Improper Disclosure of Nonpublic Information - The Black Vault\",\"headline\":\"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information\",\"author\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/author\\\/administrator\\\/#author\"},\"publisher\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/#organization\"},\"image\":{\"@type\":\"ImageObject\",\"url\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/2017-05-16_16-19-35.jpg\",\"width\":1065,\"height\":517},\"datePublished\":\"2017-05-16T23:19:51+00:00\",\"dateModified\":\"2017-05-16T23:19:51+00:00\",\"inLanguage\":\"en-US\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#webpage\"},\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#webpage\"},\"articleSection\":\"Government, Government Accountability &amp; I.G. Reports, classified information, Document Handling, SEC\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#breadcrumblist\",\"itemListElement\":[{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive#listItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/category\\\/government\\\/#listItem\",\"name\":\"Government\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/category\\\/government\\\/#listItem\",\"position\":2,\"name\":\"Government\",\"item\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/category\\\/government\\\/\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/category\\\/government\\\/government-accountability-i-g-reports\\\/#listItem\",\"name\":\"Government Accountability &amp; I.G. Reports\"},\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive#listItem\",\"name\":\"Home\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/category\\\/government\\\/government-accountability-i-g-reports\\\/#listItem\",\"position\":3,\"name\":\"Government Accountability &amp; I.G. Reports\",\"item\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/category\\\/government\\\/government-accountability-i-g-reports\\\/\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#listItem\",\"name\":\"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information\"},\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/category\\\/government\\\/#listItem\",\"name\":\"Government\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#listItem\",\"position\":4,\"name\":\"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information\",\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/category\\\/government\\\/government-accountability-i-g-reports\\\/#listItem\",\"name\":\"Government Accountability &amp; I.G. Reports\"}}]},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/#organization\",\"name\":\"The Black Vault\",\"description\":\"Discover the Truth\",\"url\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/author\\\/administrator\\\/#author\",\"url\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/author\\\/administrator\\\/\",\"name\":\"John Greenewald\",\"image\":{\"@type\":\"ImageObject\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#authorImage\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/49e167a0fd63564e8d54fa9b2ee5f1c9c4e6808ec394e8da6d328f5733c76582?s=96&d=mm&r=g\",\"width\":96,\"height\":96,\"caption\":\"John Greenewald\"}},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#webpage\",\"url\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/\",\"name\":\"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \\u2013 Improper Disclosure of Nonpublic Information - The Black Vault\",\"description\":\"Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their \\\"High Frequency Practices\\\" practices. The investigation determined\",\"inLanguage\":\"en-US\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/#website\"},\"breadcrumb\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#breadcrumblist\"},\"author\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/author\\\/administrator\\\/#author\"},\"creator\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/author\\\/administrator\\\/#author\"},\"image\":{\"@type\":\"ImageObject\",\"url\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/2017-05-16_16-19-35.jpg\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#mainImage\",\"width\":1065,\"height\":517},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\\\/#mainImage\"},\"datePublished\":\"2017-05-16T23:19:51+00:00\",\"dateModified\":\"2017-05-16T23:19:51+00:00\"},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/#website\",\"url\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/\",\"name\":\"The Black Vault\",\"description\":\"Discover the Truth\",\"inLanguage\":\"en-US\",\"publisher\":{\"@id\":\"https:\\\/\\\/www.theblackvault.com\\\/documentarchive\\\/#organization\"}}]}\n\t\t<\/script>\n\t\t<!-- All in One SEO -->\n\n","aioseo_head_json":{"title":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \u2013 Improper Disclosure of Nonpublic Information - The Black Vault","description":"Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their \"High Frequency Practices\" practices. The investigation determined","canonical_url":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/","robots":"max-image-preview:large","keywords":"","webmasterTools":{"miscellaneous":""},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"BlogPosting","@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#blogposting","name":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \u2013 Improper Disclosure of Nonpublic Information - The Black Vault","headline":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information","author":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/author\/administrator\/#author"},"publisher":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/#organization"},"image":{"@type":"ImageObject","url":"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg","width":1065,"height":517},"datePublished":"2017-05-16T23:19:51+00:00","dateModified":"2017-05-16T23:19:51+00:00","inLanguage":"en-US","mainEntityOfPage":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#webpage"},"isPartOf":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#webpage"},"articleSection":"Government, Government Accountability &amp; I.G. Reports, classified information, Document Handling, SEC"},{"@type":"BreadcrumbList","@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#breadcrumblist","itemListElement":[{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive#listItem","position":1,"name":"Home","item":"https:\/\/www.theblackvault.com\/documentarchive","nextItem":{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/#listItem","name":"Government"}},{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/#listItem","position":2,"name":"Government","item":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/","nextItem":{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/government-accountability-i-g-reports\/#listItem","name":"Government Accountability &amp; I.G. Reports"},"previousItem":{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive#listItem","name":"Home"}},{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/government-accountability-i-g-reports\/#listItem","position":3,"name":"Government Accountability &amp; I.G. Reports","item":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/government-accountability-i-g-reports\/","nextItem":{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#listItem","name":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information"},"previousItem":{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/#listItem","name":"Government"}},{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#listItem","position":4,"name":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information","previousItem":{"@type":"ListItem","@id":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/government-accountability-i-g-reports\/#listItem","name":"Government Accountability &amp; I.G. Reports"}}]},{"@type":"Organization","@id":"https:\/\/www.theblackvault.com\/documentarchive\/#organization","name":"The Black Vault","description":"Discover the Truth","url":"https:\/\/www.theblackvault.com\/documentarchive\/"},{"@type":"Person","@id":"https:\/\/www.theblackvault.com\/documentarchive\/author\/administrator\/#author","url":"https:\/\/www.theblackvault.com\/documentarchive\/author\/administrator\/","name":"John Greenewald","image":{"@type":"ImageObject","@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#authorImage","url":"https:\/\/secure.gravatar.com\/avatar\/49e167a0fd63564e8d54fa9b2ee5f1c9c4e6808ec394e8da6d328f5733c76582?s=96&d=mm&r=g","width":96,"height":96,"caption":"John Greenewald"}},{"@type":"WebPage","@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#webpage","url":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/","name":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \u2013 Improper Disclosure of Nonpublic Information - The Black Vault","description":"Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their \"High Frequency Practices\" practices. The investigation determined","inLanguage":"en-US","isPartOf":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/#website"},"breadcrumb":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#breadcrumblist"},"author":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/author\/administrator\/#author"},"creator":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/author\/administrator\/#author"},"image":{"@type":"ImageObject","url":"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg","@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#mainImage","width":1065,"height":517},"primaryImageOfPage":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/#mainImage"},"datePublished":"2017-05-16T23:19:51+00:00","dateModified":"2017-05-16T23:19:51+00:00"},{"@type":"WebSite","@id":"https:\/\/www.theblackvault.com\/documentarchive\/#website","url":"https:\/\/www.theblackvault.com\/documentarchive\/","name":"The Black Vault","description":"Discover the Truth","inLanguage":"en-US","publisher":{"@id":"https:\/\/www.theblackvault.com\/documentarchive\/#organization"}}]},"og:locale":"en_US","og:site_name":"The Black Vault - Discover the Truth","og:type":"article","og:title":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \u2013 Improper Disclosure of Nonpublic Information - The Black Vault","og:description":"Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their &quot;High Frequency Practices&quot; practices. The investigation determined","og:url":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/","og:image":"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg","og:image:secure_url":"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg","og:image:width":1065,"og:image:height":517,"article:published_time":"2017-05-16T23:19:51+00:00","article:modified_time":"2017-05-16T23:19:51+00:00","twitter:card":"summary_large_image","twitter:title":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I \u2013 Improper Disclosure of Nonpublic Information - The Black Vault","twitter:description":"Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their &quot;High Frequency Practices&quot; practices. The investigation determined","twitter:image":"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg"},"aioseo_meta_data":{"post_id":"4484","title":null,"description":null,"keywords":null,"keyphrases":null,"primary_term":null,"canonical_url":null,"og_title":null,"og_description":null,"og_object_type":"default","og_image_type":"default","og_image_url":null,"og_image_width":null,"og_image_height":null,"og_image_custom_url":null,"og_image_custom_fields":null,"og_video":null,"og_custom_url":null,"og_article_section":null,"og_article_tags":null,"twitter_use_og":false,"twitter_card":"default","twitter_image_type":"default","twitter_image_url":null,"twitter_image_custom_url":null,"twitter_image_custom_fields":null,"twitter_title":null,"twitter_description":null,"schema":{"blockGraphs":[],"customGraphs":[],"default":{"data":{"Article":[],"Course":[],"Dataset":[],"FAQPage":[],"Movie":[],"Person":[],"Product":[],"ProductReview":[],"Car":[],"Recipe":[],"Service":[],"SoftwareApplication":[],"WebPage":[]},"graphName":"","isEnabled":true},"graphs":[]},"schema_type":"default","schema_type_options":null,"pillar_content":false,"robots_default":true,"robots_noindex":false,"robots_noarchive":false,"robots_nosnippet":false,"robots_nofollow":false,"robots_noimageindex":false,"robots_noodp":false,"robots_notranslate":false,"robots_max_snippet":null,"robots_max_videopreview":null,"robots_max_imagepreview":"large","priority":null,"frequency":null,"local_seo":null,"breadcrumb_settings":null,"limit_modified_date":false,"ai":null,"created":"2023-04-05 20:03:36","updated":"2025-06-18 22:34:43","seo_analyzer_scan_date":null},"aioseo_breadcrumb":"<div class=\"aioseo-breadcrumbs\"><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/www.theblackvault.com\/documentarchive\" title=\"Home\">Home<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/\" title=\"Government\">Government<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/government-accountability-i-g-reports\/\" title=\"Government Accountability &amp; I.G. Reports\">Government Accountability &amp; I.G. Reports<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\tSecurities and Exchange Commission (SEC) Case #14-ENF-0726-I \u2013 Improper Disclosure of Nonpublic Information\n\t\t<\/span><\/div>","aioseo_breadcrumb_json":[{"label":"Home","link":"https:\/\/www.theblackvault.com\/documentarchive"},{"label":"Government","link":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/"},{"label":"Government Accountability &amp; I.G. Reports","link":"https:\/\/www.theblackvault.com\/documentarchive\/category\/government\/government-accountability-i-g-reports\/"},{"label":"Securities and Exchange Commission (SEC) Case #14-ENF-0726-I &#8211; Improper Disclosure of Nonpublic Information","link":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information\/"}],"jetpack_featured_media_url":"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/05\/2017-05-16_16-19-35.jpg","jetpack_sharing_enabled":true,"_links":{"self":[{"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/posts\/4484","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/comments?post=4484"}],"version-history":[{"count":0,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/posts\/4484\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/media\/4485"}],"wp:attachment":[{"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/media?parent=4484"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/categories?post=4484"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/tags?post=4484"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}