{"id":4463,"date":"2017-05-13T00:01:24","date_gmt":"2017-05-13T00:01:24","guid":{"rendered":"http:\/\/www.theblackvault.com\/documentarchive\/?p=4463"},"modified":"2017-05-13T00:01:24","modified_gmt":"2017-05-13T00:01:24","slug":"securities-exchange-commission-sec-case-15-enf-0290-inappropriate-relationship-subordinate-employee","status":"publish","type":"post","link":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-15-enf-0290-inappropriate-relationship-subordinate-employee\/","title":{"rendered":"Securities and Exchange Commission (SEC) Case #15-ENF-0290-I &#8211; Inappropriate Relationship With a Subordinate Employee"},"content":{"rendered":"<h3>Background<\/h3>\n<p>On June 9, 201 5, the U.S. Securities and Exchange Commission (SEC), Office of lnspector General (OIG), Office of Investigations, initiated this investigation on the basis of information provided Director Andrew Ceresney , SEC Division of Enforcement NF), alleging that [ \u00a0 \u00a0 \u00a0 REDACTED \u00a0 \u00a0 \u00a0 ] \u00a0was having an ongoing affair with a subordinate \u00a0[ REDACTED ] Attorney. After\u00a0Ceresney and [ REDACTED ] Regional Director [ REDACTED ] became aware of the relations, [ REDACTED ] removed [ REDACTED ] supervisor.<\/p>\n<h3>The Investigation<\/h3>\n<p><img decoding=\"async\" src=\"https:\/\/www.theblackvault.com\/images\/pdf.gif\" \/>\u00a0<a href=\"https:\/\/documents.theblackvault.com\/documents\/SEC\/15-ENF-0290-I.pdf\">Securities and Exchange Commission (SEC) Case #15-ENF-0290-I &#8211; Inappropriate Relationship With a Subordinate Employee<\/a> [17 Pages, 3.9MB]<\/p>\n<p>https:\/\/documents.theblackvault.com\/documents\/SEC\/15-ENF-0290-I.pdf<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Background On June 9, 201 5, the U.S. Securities and Exchange Commission (SEC), Office of lnspector General (OIG), Office of Investigations, initiated this investigation on the basis of information provided Director Andrew Ceresney , SEC Division of Enforcement NF), alleging that [ \u00a0 \u00a0 \u00a0 REDACTED \u00a0 \u00a0 \u00a0 ] \u00a0was having an ongoing affair<\/p>\n","protected":false},"author":1,"featured_media":4464,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"episode_type":"","audio_file":"","transcript_file":"","podmotor_file_id":"","podmotor_episode_id":"","cover_image":"","cover_image_id":"","duration":"","filesize":"","filesize_raw":"","date_recorded":"","explicit":"","block":"","_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_feature_clip_id":0,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_post_was_ever_published":false},"categories":[2,45],"tags":[170,974,973],"class_list":["post-4463","post","type-post","status-publish","format-standard","has-post-thumbnail","category-government","category-government-accountability-i-g-reports","tag-inspector-general","tag-sec","tag-securities-and-exchange-commission"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.8 - 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