{"id":4350,"date":"2017-04-18T23:58:39","date_gmt":"2017-04-18T23:58:39","guid":{"rendered":"http:\/\/www.theblackvault.com\/documentarchive\/?p=4350"},"modified":"2017-04-18T23:58:39","modified_gmt":"2017-04-18T23:58:39","slug":"securities-exchange-commission-sec-case-16-com-0209-1-employee-emailed-non-public-information-personal-gmail-account","status":"publish","type":"post","link":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-16-com-0209-1-employee-emailed-non-public-information-personal-gmail-account\/","title":{"rendered":"Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account"},"content":{"rendered":"

Background<\/h3>\n

According to the report:<\/p>\n

On September 21, 2015, the U.S. Securities and Exchange Commission (SEC), Office of the Inspector General (OIG), discovered that [ REDACTED ] Office of the Chief Accountant (OCA), may have transmitted nonpublic information from his personal Gmail e-mail account to his official SEC work e-mail account.\u00a0Specifically, during the course of investigative activities related to OIG Case #15-COM-0419-I, the OIG found [ REDACTED ] forwarded an internal SEC e-mail and attachment dated April 12, 2015, [ REDACTED ] \u00a0<\/strong><\/em><\/p>\n

It appeared [ REDACTED ] forwarded this e-mail from his personal Gmail address on April 12, 2015. The content in the e-mail attachment included a narrative of highlights of [ REDACTED REDACTED REDACTED ] and recommendations to the Commission. As a result, on January 13, 2016, the OIG initiated a separate investigation concerning [ REDACTED ] improper handling of nonpublic SEC information.<\/strong><\/em><\/p>\n

The Investigation<\/h3>\n

\u00a0Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account<\/a> [10 Pages, 2.0MB]<\/p>\n

https:\/\/documents.theblackvault.com\/documents\/ig\/16-COM-0209-I-SEC.pdf<\/p>\n","protected":false},"excerpt":{"rendered":"

Background According to the report: On September 21, 2015, the U.S. Securities and Exchange Commission (SEC), Office of the Inspector General (OIG), discovered that [ REDACTED ] Office of the Chief Accountant (OCA), may have transmitted nonpublic information from his personal Gmail e-mail account to his official SEC work e-mail account.\u00a0Specifically, during the course of<\/p>\n","protected":false},"author":1,"featured_media":4351,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"episode_type":"","audio_file":"","transcript_file":"","podmotor_file_id":"","podmotor_episode_id":"","cover_image":"","cover_image_id":"","duration":"","filesize":"","filesize_raw":"","date_recorded":"","explicit":"","block":"","_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_feature_clip_id":0,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_post_was_ever_published":false},"categories":[2,45],"tags":[170,987,974,973],"class_list":["post-4350","post","type-post","status-publish","format-standard","has-post-thumbnail","category-government","category-government-accountability-i-g-reports","tag-inspector-general","tag-oig","tag-sec","tag-securities-and-exchange-commission"],"aioseo_notices":[],"aioseo_head":"\n\t\t\n\t\n\t\n\t\n\t\n\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t