{"id":4350,"date":"2017-04-18T23:58:39","date_gmt":"2017-04-18T23:58:39","guid":{"rendered":"http:\/\/www.theblackvault.com\/documentarchive\/?p=4350"},"modified":"2017-04-18T23:58:39","modified_gmt":"2017-04-18T23:58:39","slug":"securities-exchange-commission-sec-case-16-com-0209-1-employee-emailed-non-public-information-personal-gmail-account","status":"publish","type":"post","link":"https:\/\/www.theblackvault.com\/documentarchive\/securities-exchange-commission-sec-case-16-com-0209-1-employee-emailed-non-public-information-personal-gmail-account\/","title":{"rendered":"Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account"},"content":{"rendered":"<h3>Background<\/h3>\n<p>According to the report:<\/p>\n<p style=\"padding-left: 30px;\"><em><strong>On September 21, 2015, the U.S. Securities and Exchange Commission (SEC), Office of the Inspector General (OIG), discovered that [ REDACTED ] Office of the Chief Accountant (OCA), may have transmitted nonpublic information from his personal Gmail e-mail account to his official SEC work e-mail account.\u00a0Specifically, during the course of investigative activities related to OIG Case #15-COM-0419-I, the OIG found [ REDACTED ] forwarded an internal SEC e-mail and attachment dated April 12, 2015, [ REDACTED ] \u00a0<\/strong><\/em><\/p>\n<p style=\"padding-left: 30px;\"><em><strong>It appeared [ REDACTED ] forwarded this e-mail from his personal Gmail address on April 12, 2015. The content in the e-mail attachment included a narrative of highlights of [ REDACTED REDACTED REDACTED ] and recommendations to the Commission. As a result, on January 13, 2016, the OIG initiated a separate investigation concerning [ REDACTED ] improper handling of nonpublic SEC information.<\/strong><\/em><\/p>\n<h3>The Investigation<\/h3>\n<p><img decoding=\"async\" src=\"https:\/\/www.theblackvault.com\/images\/pdf.gif\" \/>\u00a0<a href=\"https:\/\/documents.theblackvault.com\/documents\/ig\/16-COM-0209-I-SEC.pdf\">Securities and Exchange Commission (SEC) CASE# 16-COM-0209-1, Employee Emailed Non Public Information to Personal GMAIL Account<\/a> [10 Pages, 2.0MB]<\/p>\n<p>https:\/\/documents.theblackvault.com\/documents\/ig\/16-COM-0209-I-SEC.pdf<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Background According to the report: On September 21, 2015, the U.S. Securities and Exchange Commission (SEC), Office of the Inspector General (OIG), discovered that [ REDACTED ] Office of the Chief Accountant (OCA), may have transmitted nonpublic information from his personal Gmail e-mail account to his official SEC work e-mail account.\u00a0Specifically, during the course of<\/p>\n","protected":false},"author":1,"featured_media":4351,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"episode_type":"","audio_file":"","transcript_file":"","podmotor_file_id":"","podmotor_episode_id":"","cover_image":"","cover_image_id":"","duration":"","filesize":"","filesize_raw":"","date_recorded":"","explicit":"","block":"","_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[2,45],"tags":[170,987,974,973],"class_list":{"0":"post-4350","1":"post","2":"type-post","3":"status-publish","4":"format-standard","5":"has-post-thumbnail","7":"category-government","8":"category-government-accountability-i-g-reports","9":"tag-inspector-general","10":"tag-oig","11":"tag-sec","12":"tag-securities-and-exchange-commission"},"aioseo_notices":[],"jetpack_featured_media_url":"https:\/\/www.theblackvault.com\/documentarchive\/wp-content\/uploads\/2017\/04\/2017-04-18_16-57-38.jpg","jetpack_sharing_enabled":true,"_links":{"self":[{"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/posts\/4350","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/comments?post=4350"}],"version-history":[{"count":0,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/posts\/4350\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/media\/4351"}],"wp:attachment":[{"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/media?parent=4350"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/categories?post=4350"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.theblackvault.com\/documentarchive\/wp-json\/wp\/v2\/tags?post=4350"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}