Document Handling - The Black Vault https://www.theblackvault.com/documentarchive Discover the Truth Tue, 17 Nov 2020 22:55:19 +0000 en-US hourly 1 https://wordpress.org/?v=7.0 https://www.theblackvault.com/documentarchive/wp-content/uploads/2020/06/cropped-siteicon-2-150x150.jpg Document Handling - The Black Vault https://www.theblackvault.com/documentarchive 32 32 87123917 Agency Security Classification Management Program Data Forms (SF-311) https://www.theblackvault.com/documentarchive/agency-security-classification-management-program-data-forms-sf-311/?utm_source=rss&utm_medium=rss&utm_campaign=agency-security-classification-management-program-data-forms-sf-311 Tue, 17 Nov 2020 14:00:46 +0000 http://www.theblackvault.com/documentarchive/?p=4196 Background The following are the instructions given to each agency, for submitting the SF-311 forms: This reporting requirement applies to each department, independent agency or establishment in the executive branch that creates, handles, and/or stores classified national security information. The reporting period is on a fiscal year basis. Submissions must be unclassified and typewritten, and [...]

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The following are the instructions given to each agency, for submitting the SF-311 forms:

This reporting requirement applies to each department, independent agency or establishment in the executive branch that creates, handles, and/or stores classified national security information. The reporting period is on a fiscal year basis. Submissions must be unclassified and typewritten, and reach the Information Security Oversight Office (ISOO) no later than November 15 following the reporting period. Consolidate the submissions of component activities into a single report. Agencies, however, shall retain the input from component activities for possible ISOO review.

Under the Freedom of Information Act (FOIA), I was able to request from various agencies the SF-311 forms filed. This is an ongoing effort, and this page will be constantly updated with the newest SF-311 forms released and collected by The Black Vault.

SF-311 Document Archive

Defense Information Systems Agency (DISA)

  1.  2015-2016 [9 Pages, 2.4MB] (DISA claims they can not find 2014’s filing)

Defense Intelligence Agency (DIA)

  1.  2014-2016 [13 Pages, 6.5MB]

Department of the Air Force (USAF)

  1.  2014-2016 [11 Pages, 2.9MB]

Department of Defense (DOD)

  1.  2014-2016 [34 Pages, 2.9MB]

Department of Veteran Affairs (VA)

  1.  2014-2016 [11 Pages, 0.9MB]

Environmental Protection Agency (EPA)

  1.  2014-2016 [19 Pages, 3.7MB]

National Aeronautics and Space Administration (NASA)

  1.  2014-2016 [12 Pages, 3.7MB]

National Geospatial-Intelligence Agency (NGA)

  1.  2014-2016 [10 Pages, 0.9MB]

National Reconnaissance Office (NRO)

  1.  2014-2016 [12 Pages, 2.9MB]

Office of Personnel Management (OPM)

  1.  2014-2016 [10 Pages, 1.2MB]

U.S. Citizenship and Immigration Services (USCIS)

  1.  2014-2016 [7 Pages, 0.7MB]

U.S. Secret Service (USSS)

  1.  2014-2016 [9 Pages, 4.5MB]

 

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]]> 4196 Securities and Exchange Commission (SEC) Case #14-ENF-0726-I – Improper Disclosure of Nonpublic Information https://www.theblackvault.com/documentarchive/securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information/?utm_source=rss&utm_medium=rss&utm_campaign=securities-exchange-commission-sec-case-14-enf-0726-improper-disclosure-nonpublic-information Tue, 16 May 2017 23:19:51 +0000 http://www.theblackvault.com/documentarchive/?p=4484 Background On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their “High Frequency Practices” practices. The investigation determined [...]

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On July 18,2014, the U.S. Securities and Exchange Commission (SEC), Office of Inspector General (OIG), Office of Investigations (01), initiated an investigation on the basis of allegations that SEC information was leaked to Reuters, an international news agency, regarding 10 investment companies under investigation by the SEC for their “High Frequency Practices” practices.

The investigation determined that nonpublic information was included in the July 17, 2014, Reuters article. However, OIG was unable to determine which specific individual(s) improperly disclosed information to Reuters based on the March 24,2014, email regarding SEC’s on-going review of HFT practices.

The Investigation

 Securities and Exchange Commission (SEC) Case #14-ENF-0726-I – Improper Disclosure of Nonpublic Information [18 Pages, 3.7MB]

https://documents.theblackvault.com/documents/SEC/14-ENF-0726-I.pdf

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