VENONA Historical Monograph #3: The 1944-45 New York and Washington-Moscow KGB Messages
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The release of VENONA translations involved careful consideration of the privacy interests of individuals mentioned, referenced, or identified in the translations. Some names have not been released when to do so would constitute an invasion of privacy.
On 1 February 1943, the U.S. Army's Signal Intelligence organization, usually called "Arlington Hall" after the location of its headquarters in Virginia, began a program to examine encrypted Soviet diplomatic telegrams sent between Moscow and Soviet missions abroad. Not until 1946, however, after very difficult analytic work, did Arlington Hall began to recognize that these so-called diplomatic communications contained thousands of messages of the KGB and GRU, the Soviet secret intelligence services.
This monograph accompanies the third set of VENONA translations being released to the public. The first release, in July 1995, was of a number of Soviet espionage messages concerning Soviet intelligence operations against the U.S. atomic bomb program (the Manhattan Project). The second release was of KGB messages between the New York KGB Residency and Moscow Center during 1942-1943.
This third release comprises many more documents than either the first or
second release--more than 500 translations--and includes all the decrypted
and translated messages between the New York and Washington KGB Residencies
and Moscow Center (minus the atomic bomb-related messages previously released
in July 1995).
KGB AGENTS AND OFFICERS
During the VENONA period the KGB used the coverterm PROBATIONERS to refer to
their agents. A KGB officer, whether under official diplomatic cover or
operating as an "Illegal," was a Soviet citizen and a sworn officer of the
KGB (usually holding police rank). In VENONA messages, KGB officers are often
referred to as "workers" or "cadre." Illegals were Soviet citizens,
KGB or GRU officers, operating under cover in foreign countries with no visible
connections to legal Soviet establishments. These persons had entered the
country other than in an official capacity such as a staff member of an
embassy or consulate. An agent was a private citizen recruited by the
KGB to carry out espionage or other clandestine activities on behalf of the
KGB. In VENONA we also see some persons who appear to fall somewhere in
between agent and officer. American Communists Jacob Golos,
Elizabeth Bentley, and Greg
Silvermaster, veteran controllers of agent networks, could be placed in
this category. In fact, Silvermaster was, at one time, the only
American citizen in the KGB Hall of Fame in Moscow.
THE WASHINGTON KGB RESIDENCY
Except for its agents working against high tech targets such as the atomic
bomb project, the most important KGB sources were in Washington, D.C.
Nonetheless, VENONA shows that these Washington-based espionage nets were
apparently run by the New York Residency, that is, the New York Residency
wrote and sent VENONA messages to Moscow even when these messages clearly
concerned activities in Washington. KGB Washington sent no messages until
very late 1943. In 1944 Washington's message volume was still only half
that of New York. Finally, in 1945, Washington KGB took charge, it seems,
sending twice as many messages as New York.
Vassili Zubilin, a KGB general officer who had been the Resident in
New York in 1942-43, moved to Washington during 1943 as Resident there. The
Washington KGB thereafter began sending messages in ever increasing volume.
When Zubilin was recalled to Moscow in 1944, Anatolij Gromov, covername
VADIM, replaced him in Washington. Gromov
(actual last name Gorsky) was also a senior officer, in his late 30's, who had
served for the preceeding four years as the KGB Resident in London. American
spymaster and courier for the KGB, Elizabeth Bentley, knew him only
NEW YORK ESPIONAGE OPERATIONS--THE NEW KGB
In 1944, covername MAJ,
believed to have been Stepan Apresyan, became the KGB Resident (chief) in New York. According to
a complaint to Moscow Center by his co-Resident or subordinate, covername
SERGEJ, MAJ was a young, inexperienced officer who had not previously been
posted abroad. Apresyan was about 28 years old. He operated in New York
under the cover of vice-consul (see NY messages of 9-11
Oct 1944). While we
do not know why MAJ was elevated so early to the senior KGB ranks, there were
also other major changes in KGB espionage operations, as we can see in the
VENONA messages. Moscow Center and the New York Residency intended to take more
direct control of some existing espionage nets that had been run for the KGB
by American Communists such as Jacob Golos (covername ZVUK) and Greg
Silvermaster (covernames PEL and ROBERT). And, as MAJ reported to Moscow,
the time might come when the KGB would need to have espionage agents not
recruited from within the Communist Party. All of this relates to the
dissolution of the COMINTERN as discussed in in the previous VENONA release
and its accompanying monograph. The transition was resisted by American
spies, Greg Silvermaster and Elizabeth Bentley, as well as by some of their
agents. They complained that Moscow did not trust them, and that as a
practical matter, the KGB would be less successful in running espionage
operations if they put their officers in direct contact with the agents,
bypassing the old guard Communist Party controllers. Perhaps mindful of this,
the KGB introduced the "illegal" ALBERT
into their espionage operations. Silvermaster, Elizabeth Bentley, some of
their individual agents, and members of the "new network," would all fall
under ALBERT's control.
These translations frequently show KGB tradecraft--the techniques of secret espionage and counterespionage--in great detail. The KGB term Konspiratoria, sometimes seen in VENONA, refers to tradecraft and operational security. A few examples for quick reference (all New York to Moscow):
Also, VENONA has excellent examples of the work of a KGB agent and Communist
Party functionary, covernames ECHO & DICK (Bernard Schuster), in carrying out
investigations on behalf of the KGB, as part of the vetting process of agent
candidates (New York to Moscow, Nos.
1512, all from 1944).
KGB SPECIAL OPERATIONS
In addition to espionage, the KGB carried out other secret activities in the
U.S. In VENONA we can follow the KGB using its agents in the hunt for Viktor
Kravchenko, covername KOMAR, who defected in Washington in 1944 from the
Soviet Government Purchasing Commission. (See especially New York to Moscow
August 1944, nos.
In the latter message, sent from MAJ to PETROV [who
was either L.P. Beria, head of Soviet State Security, or V.N. Merkulov, his
principal deputy who functioned as the day to day head of the KGB], New York
announces that KOMAR/Kravchenko had been located by their veteran agent Mark
Zbrowski, covername TULIP. Additional related messages of 1944 are nos.
1202; also no.
87 of 19 Jan 1945, the last VENONA reference to the case,
which reports that KOMAR is "in a great panic" about his saftety and that KGB
agents KANT [the new covername for Mark Zbrowski] and ZhANNA are carrying
out "the work on KOMAR." The KOMAR messages contain references to
anti-Communist emigre community involvement in the defection, including
references to David Dallin, Isaac Don Levine, and even Aleksander Kerenskij,
head of the post-revolutionary Menshevik Government before it was overthrown
in the Bolshevik coup. KGB New York also makes the mysterious remark
26 May 1944) that "KOMAR is well informed about the
KRIVITsKIJ case." KRIVITsKIJ was a famous KGB defector who supposedly
committed suicide in Washington in 1941.
In 1945, Elizabeth Bentley, a KGB agent who also ran a network of spies and
served as a sometime courier, went to the FBI to describe Soviet espionage
in the United States and her part in it as courier and agent handler. She
gave a 90 page statement, in which she named many names--persons in positions
of trust who, she told the FBI, were secretly supplying information to the KGB.
However, she brought no documentary proof. No prosecutions resulted directly
from her accusations. Over the years she testified before Congress and in
court and also published a book about her espionage career. Elizabeth Bentley
was a controversial figure and there were many who discounted her confession.
Miss Bentley appears in these VENONA translations (as covernames UMNITsA [GOOD
GIRL] and MYRNA) as do dozens of KGB agents and officers whom she named to the
FBI. VENONA confirms much of the information Miss Bentley provided the FBI.
Borris Morros was, like Ms. Bentley, another controversial figure of the Cold
War. In 1959, he wrote an often criticized book, My Ten Years as a
Counterspy, in which he described his long association with the KGB, and
his decision to go to the FBI with the story of KGB operations in the U.S.
In the book he wrote about various personalities who are seen in VENONA,
including Vassili Zubilin and Jack Soble. Morros appears in VENONA as
covername FROST (the Russian word for frost is moroz). In his book
Morros described how KGB agent Alfred Stern provided his own money to fund a
musical record company run by Morros as a KGB front and a cover for
international intelligence operations. This operation is confirmed in
VENONA: Stern (covername LUI) is quoted as saying his "130,000 dollar
investment is exhausted" but, also, "I want to reaffirm my desire to be
helpful. My resources are sufficient for any solid constructive purpose. ..."
(See New York to Moscow, nos.
of 3 and 4 January 1945.)
Longtime KGB agent Donald Maclean, covername HOMER, a senior British diplomat posted to Washington during the 1940s, is found in eleven, possibly twelve, VENONA messages, six from New York and six from Washington (nos. 915, 1105-1110, 1146, 1263, 1271-74, and possibly 1352, all sent during 1944). He was neutralized because of information from VENONA. Since only 1.5% (36) of all Washington to Moscow KGB messages of 1945 were able to be decrypted, it was fortunate that seven of these were HOMER messages (nos. 1788, 1791, 1793, 1808-1809, 1815 and 1826). Note that the small body of Washington messages that could be broken were from small windows of cryptanalytic opportunity found by the Arlington Hall analysts in messages of March and June 1945 only. Thererfore, we have but a glimpse of Maclean's treachery, but ample opportunity to see the the type of important information he was providing to the Soviets.
HOMER is the English rendition of the Russian covername spelling, GOMER.
(The Cyrillic alphabet used in Russian has no letter representing the sound
"h" of the Roman alphabet and foreign words beginning with the "h" sound are
regularly spelled with the Cyrillic equivalent of "g.")
Arlington Hall's principal VENONA analyst in the early days, began to break
HOMER messages as early as 1947/48, but the story did not come together
immediately as the covername was variously represented in the messages as
"GOMMER" (a KGB misspelling), "GOMER," "G." and "Material G." Initially, it
was not apparent that these were all references to the same person,
particularly as both New York and Washington traffic was involved and Gardner
worked the NYC traffic first (thus the early successes against the atomic bomb
spies in the first VENONA release).
COVERNAME ALBERT: PRINCIPAL KGB ILLEGAL IN THE U.S.
Covername ALBERT (earlier covername MER), is found in VENONA more than 50 times, sometimes as signatory to messages sent by the New York Residency. ALBERT was Iskhak Abdulovich Akhmerov, a veteran KGB officer who had two tours of duty in the U.S. as an "illegal," that is, an officer using a false identity and background (Legenda in KGB parlance) and without diplomatic cover or immunity. ALBERT's career, ascertained from VENONA and other sources, gives an excellent example of the bewildering plethora of names by which a KGB personality might be known:
Communications Covername (the covername in Venona): MER in 1943-44; ALBERT, 1944-45.
Aliases (1937-45): William Greinke, Michael Green, Michael Adamec, and more.
Street names: Michael, Bill. For example, Elizabeth Bentley knew him only as "Bill"--no last name, not even the alias, much less his truename. She knew his wife, also an "illegal," as "Catherine." Catherine actually was VENONA covername EL'ZA, truename Helen Lowry, a niece of KGB agent and Communist Party leader Earl Browder (VENONA covername RULEVOJ).
True name: Iskhak Abdulovich Akhmerov. (In some cases so-called true names of KGB officers, the names that appeared on their passports and the diplomatic lists, were false. For example, Vassili Zubilin, the sometimes KGB Resident in New York and Washington, was actually named Zarubin.) To add to the difficulty in understanding the names, other KGB officers used truenames that were not names at all, Russian words, but not traditional Russian names. Some of these nommes de guerre included senior KGB officers Vladimir Pravdin and Jacob Golos, whose last names mean, respectively, "truth" and "voice."
In one message ALBERT refers to his earlier work in the U.S. as an Illegal, and mentions his old agents, covernames LEONA, JULIA, TONYa, and REDHEAD. None of these have been identified, nor do we know if ALBERT reactivated them in 1944-45 (No. 975, 11 July 1944). See also the important message, Washington to Moscow, No. 1822, 30 March 1945, which reports covername "A."s interview of the well-placed veteran GRU agent ALES, probably Alger Hiss. It appears that "A." was ALBERT.
In 1946, ALBERT reportedly moved to Baltimore. Actually, he and EL'ZA
secretly left the U.S., probably because the KGB had learned about Elizabeth
Bentley's statements to the FBI. KGB veterans consider him to have been one
of their service's most successful officers.
The majority of the translations in this release represent telegrams from the New York KGB Residency to Moscow Center in 1944. Most of these messages were between KGB officers--covername MAJ (Stepan Apresyan) and covername VIKTOR (General Pavel Fitin). Approximately 50% of all the 1944 New York KGB to Moscow Center messages were successfully decrypted sufficiently to be translated. In contrast, only 1.5% of the Washington-Moscow KGB messages sent in 1945 were able to be broken and read. No other Washington-Moscow KGB messages from any other year were ever successfully deciphered. While relatively few messages from the Center to the Residencies were broken, those that were broken are very important to our understanding of KGB operations and doctrine.
The translations included in the current release are relatively easy to read and understand compared to those in the two earlier releases due to cryptographic circumstances discussed in the monographs which accompanied those releases. The codebook and cipher procedures used by the KGB during 1944 and 1945 made it possible, after great effort, for the analysts to produce fairly complete translations. Nevertheless, translations often contain significant gaps--codegroups that could not be broken. The New York translations in this set were the earliest of all the VENONA materials decrypted. All of the New York to Moscow messages (but not Moscow to New York) which were successfully solved were at least partially solved during 1947-1952 and disseminated to the FBI (on a regular basis starting in 1948). Many of the Washington KGB messages were also first decrypted during this period, but not quite so early as the New York material.
The 1944 and 1945 messages mainly involve U.S. individuals and organizations caught up in a massive Soviet espionage effort--over 100 Americans, most of them Communists, are mentioned in the translations of this release. Some of the organizations infilitrated by these include the following:
The translations disclose agents with access to the White House, Congress,
and political parties, as well as agents in the media and in high tech
defense industries. New York messages no. 1635, 21 Nov 1944 and no.
4 Jan 1945 reveal assets and in-fighting relating to ROBERT's (Greg
Silvermaster) large KGB net in government departments and agencies in
KLAUS FUCHS / ATOMIC BOMB MESSAGES
This third release also includes a few important messages concern Klaus Fuchs, the atomic bomb spy (see especially New York KGB messages 1606, 16 Nov 1944, and Moscow Center's messages to New York, nos. 183, 27 Feb 1945 and 349, 10 April 1945. The last message, only partially recovered, will be of great interest with respect to the controversy about the pace of Soviet atomic bomb development. In it Moscow tells NY that ChARL'Z's [Fuchs' covername] information on the atomic bomb "is of great value" and his recent report "contains information received for the first time from you about the electro-magnetic method of separation of ENORMOZ."
One translation, NY no. 1507, Oct. 1944, footnoted covername BUMBLE-BEE (Russian ShMEL') as equating to David Greenglass; however, the translation shows a handwritten emendation of "David Greenglass" to "Walter Lippman," which is the correct equation.
The KGB successor organization has recently provided historians some
information about Lona and Morris Cohen,
their agents the U.S. in the 1940s and later infamous "illegals" operating in
the UK as Helen and Peter Kroger. Reportedly, Lona Cohen had the covername
LESLIE while she was involved in atomic bomb espionage courier duties for the
KGB (see New York's No.
50, 11 Jan 1945, the only VENONA reference to this
covername. This message suggests that LESLIE/ LESLEY had not been active for
the previous six months.)
MORE TO COME IN 1996
The remaining releases of VENONA will include more than 1000 message translations: the KGB in San Francisco and Mexico; the GRU in New York and Washington; and the Naval GRU in Washington. Finally, KGB and/or GRU messages from Montevideo, London, Stockholm and elsewhere will be released.