Securities and Exchange Commission (SEC) Case #15-ENF-0290-I – Inappropriate Relationship With a Subordinate Employee

Securities and Exchange Commission (SEC) Case #15-ENF-0290-I – Inappropriate Relationship With a Subordinate Employee

Background

On June 9, 201 5, the U.S. Securities and Exchange Commission (SEC), Office of lnspector General (OIG), Office of Investigations, initiated this investigation on the basis of information provided Director Andrew Ceresney , SEC Division of Enforcement NF), alleging that [       REDACTED       ]  was having an ongoing affair with a subordinate  [ REDACTED ] Attorney. After Ceresney and [ REDACTED ] Regional Director [ REDACTED ] became aware of the relations, [ REDACTED ] removed [ REDACTED ] supervisor.

The Investigation

 Securities and Exchange Commission (SEC) Case #15-ENF-0290-I – Inappropriate Relationship With a Subordinate Employee [17 Pages, 3.9MB]

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